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150 S. Wacker Dr., Suite 2600
Chicago, IL 60606

(312) 346-1600

Lynch Stern Thompson LLP is located in downtown Chicago at the northwest corner of Adams Street and Wacker Drive.  Enter on the Wacker side and find us on the 26th floor.

Practice Areas - Broker-Dealer Litigation

Broker-Dealer Litigation

We have significant expertise in representing broker-dealers in securities litigation, regulation and enforcement issues, financial services industry litigation, and alternative investment litigation, as well as general commercial litigation. We also have successfully represented broker-dealers, investment banks, investment management firms, and employees in investigations and disciplinary proceedings initiated by the SEC, NASD, NYSE, FINRA and state regulatory agencies and in arbitrations and mediations.